Edward Mount is assisting a leading Super Management Company in the search for a Senior Compliance Officer (UCITS & AIFs).
You will ensure that company activities, processes, procedures, and documents comply with the relevant regulatory framework.
Responsibilities
- Ensure overall smooth day-to-day functioning of the Company.
- Involvement in ad-hoc Compliance projects and follow-up on internal requests.
- Act as Responsable du Contrôle(“RC”) for several investment funds under management.
- Control the quality and completeness of the investment funds files with regard to AML regulations.
- Review, understand, and discuss compliance matters with internal and external counterparties.
- Take primary responsibility for the initial and ongoing due diligence on investment funds.
- Support the Conducting Officer Compliance by providing summary reports on main compliance subjects/updates for the Management and Board meetings.
- Advise Senior Management and staff on compliance-related matters and ensure prompt and adequate answers to clients.
- Participate in the CMP implementation and execution.
- Support the Compliance Function on monitoring Compliance matters related to EMIR, Product Governance, or Discretionary Portfolio Management.
Requirements
- At least 5 years of compliance experience in a similar role in the financial services industry in Luxembourg.
- Excellent knowledge of relevant AML/CFT Laws, AIFM & UCITS Regulations, CSSF Circulars, and ESMA guidelines
- Fluent in English, French would be considered an asset.
Offer
- Join a leading institution in a high-responsibility role with direct impact on the daily business.
- Receive an attractive salary package with a performance-based incentive, aligned with market standards.
- Take a key role in the compliance activities in a fast-paced working environment.
- Report directly to the CO and contribute to the well-functioning of the operations.
- Personal development plan will be agreed on an annual basis with the possibility to attend trainings, including self-learning, webinars, workshops, and workgroups as may be required.
By applying for Edward Mount vacancies, your profile might also be considered for other roles if you have the necessary skills and experience.
