Edward Mount is partnering with an In-House Management Company in the search for a Chief Compliance Officer.
You will have the responsibility for maintaining and monitoring the compliance processes, as well as the ongoing compliance with local laws and regulations.
Responsibilities
- Assume the Compliance Officer and RC (“Responsable du Contrôle”) function of the Company and its Fund structures.
- Preparation of relevant reporting and documentation to the Supervisory Authorities.
- Support monitoring on delegated functions with a focus on compliance matters (i.e., distribution, transfer agency, investment managers).
- Support the Management Committee and Board of Directors on compliance-related matters.
- Support the implementation of new laws and regulations.
- Ensure compliance with policies and procedures.
- As Department Head, manage a small team with one well-experienced professional.
Requirements
- Relevant professional experience (10+ years) with a Luxembourg fund management company.
- Excellent knowledge of the fund business (UCITS/AIF/PERE).
- High level of personal and soft skills, incl. team spirit and positive energy.
- Clear commitment to a high level of ethics and professional standards.
- Very good communication skills (written and spoken) in English.
Offer
- Join a leading Luxembourg ManCo in a high-responsibility Head of Compliance role with direct influence on the daily business.
- Receive an attractive salary package with a performance-based incentive, aligned with your background.
- Take charge of the compliance activities in a fast-paced working environment.
- Report directly to the Management and contribute to the well-functioning of the operations.
- Take the next step in your compliance career with one of Luxembourg’s premier financial institutions.
By applying for Edward Mount vacancies, your profile might also be considered for other roles if you have the necessary skills and experience.
